Representative Services

Distribution / Offer

The term “distribution” and the rules related thereto have been abolished, however are still subject to regulation under the new law. Distributors are no longer required to have a FINMA license, however, this is compensated by the prudential supervision of all portfolio manager and the duty of client advisers to register in the adviser register. The distribution activity is now defined in Art 3 lit.c FinSA and defines among others, the following activity, carried out for a client, as a financial service (i) Acquisition or disposal of financial instruments.

Art. 3 lit. g FinSA, defines an offer as any invitation to acquire a financial instrument that contains sufficient information on the terms of the offer and the financial instrument itself. 

OpenFunds App

The OpenFunds App is a very user-friendly tool, on mobile access. You can find all the information regarding the funds such as legal documents, monthly factsheets with performance updates, publications, newsletters, events, live surveys and an overview of the fund managers’ meetings. All this is ready to be downloaded, printed or shared directly with your mobile device.

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Legal representative services

Roger Stoffel

Distribution services

Siro Zanovello

Zurich Office

Seefeldstrasse 35
8008 Zurich

Phone: +41 44 500 3108

Lugano Office

Via Pietro Peri 9D
6900 Lugano

Phone: +41 44 500 3109

Geneva Office

Quai de l’Ile 13
1204 Geneva

Phone: +41 44 500 3175